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Securities research
Results: 1350

#	Item
971	William T. George Blue Sky Research Services P.O. Box[removed]Encino, CA[removed]July 20, 2006 Nancy M. Morris, Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-08-01 10:05:39 Soft dollar Financial regulation United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission United States securities law
972	Fidelity Management & Research Company on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-27 15:18:33 Investment Business Soft dollar Fidelity Investments Registered Investment Advisor Financial adviser U.S. Securities and Exchange Commission Broker Investment Advisers Act Finance Financial economics Financial services
973	Microsoft Word[removed]Meeting Memo re Meeting with DPW _v 2_.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-02-17 14:14:41 Finance United States securities law 73rd United States Congress Financial services Securities regulation in the United States Securities Act Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Securities research United States Securities and Exchange Commission Financial economics Financial regulation
974	Alliance in Support of Independent Research on S7-09-05 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-11-25 14:09:53 Business Soft dollar Financial adviser Investment Advisers Act Registered Investment Advisor Securities and Exchange Commission Christopher Cox Hedge fund Safe harbor Finance Financial economics Investment
975	Ontario Securities Commission 2011 Compliance Risk Assessment Questionnaire - Frequently Asked Questions and User Guide Add to Reading List Source URL: www.osc.gov.on.ca Language: English - Date: 2012-08-26 17:45:18 Methodology Evaluation Psychometrics Market research Marketing Questionnaire Survey methodology Computer-assisted web interviewing Research methods Science Evaluation methods
976	HB 615: Cancer Clinical Trials Study Report Monica J. Lindeen, Commissioner of Securities and Insurance, Montana State Auditor March , 2012 Executive Summary With the passage of HB 615, the 2011 Legislature directed th Add to Reading List Source URL: www.csi.mt.gov Language: English - Date: 2012-04-13 17:35:57 Clinical research Clinical trial Design of experiments Pharmaceutical industry Pharmacology Medical home Evidence-based medicine Health care Patient advocacy Health Medicine Healthcare
977	When Your Broker Calls, Take Notes Add to Reading List Source URL: www.dbr.ri.gov Language: English - Date: 2008-07-23 11:09:22 Investment Occupations Securities Securities research Security Finance United States securities law Financial economics Stock market Financial services
978	May 18, 2012 Robert Day Manager, Business Planning Ontario Securities Commission 20 Queen Street West Suite 1900, Box 55 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:11:24 Financial services Collective investment schemes Canadian law Canadian securities regulation Ontario Securities Commission Institutional investors Mutual fund Canadian Securities Administrators Research In Motion Financial economics Investment Finance
979	Prepared by: Innovative Research Group, Inc. Toronto • Vancouver www.innovativeresearch.ca Add to Reading List Source URL: www.investright.org Language: English - Date: 2012-10-16 16:37:49 Canadian securities regulation Sampling Rate of return Canadian Securities Administrators Financial economics Finance Investment Index numbers Survey methodology Investor education Economics
980	June 3, 2013 The Secretary Ontario Securities Commission 20 Queen Street West 19th Floor, Box 55 Toronto, ON M5H 3S8 Add to Reading List Source URL: faircanada.ca Language: English - Date: 2013-12-18 18:13:13 Financial services Collective investment schemes Ontario Securities Commission Canadian securities regulation Non-reporting issuer U.S. Securities and Exchange Commission Exempt market dealer International Organization of Securities Commissions Research In Motion Financial economics Investment Finance

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